Richard Upton founded the firm as a resource for healthcare companies that are underserved by traditional Wall Street investment banks. Upton Advisors offers experienced advice to clients, regardless of size or location, guiding them through challenging transactions and changes. Mr. Upton has been advising companies since 1992 both as a senior healthcare investment banker for Salomon Brothers and for Bear, Stearns & Co. and later as an independent advisor. Mr. Upton has completed engagements representing aggregate transaction values in excess of $5 billion.
Upton Advisors, LLC is a registered Broker-Dealer, is a member of the National Association of Securities Dealers (“NASD”) and is a registered Investment Advisor under the Investment Advisors Act of 1940, as regulated by U.S. Securities and Exchange Commission.
